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Model Penal Code Substantial Steps Test

6 October, 2015 - 16:04

The Model Penal Code developed the substantial steps test in response to the large variance between different jurisdictions in evaluating the criminal act element required for attempt. The substantial steps test is intended to clarify and simplify the attempt act analysis, to prevent arbitrarapplication. It is also a test that is more likely to result in a conviction because it classifies as “substantial” those acts the other tests might consider only “preparatory.” 1

The substantial steps test has two parts. First, the defendant must take substantial steps toward completion of the crime. As the Model Penal Code states, “[a] person is guilty of an attempt to commit a crime if…he…does…anything which…is an act or omission constituting a substantial step in a course of conduct planned to culminate in his commission of the crime” (Model Penal Code § 5.01(1)(c)). Second, the defendant’s actions must be “strongly corroborative of the actor’s criminal purpose” (Model Penal Code § 5.01(2)). To further elucidate the test, the Model Penal Code provides seven examples of actions that constitute substantial steps, as long as they are corroborativeofthe defendant’s intent. The seven examples are lying in wait; enticing the victim to go to the scene of the crime; investigating the potential scene of the crime; unlawfully entering a structure or vehicle where the crime is to be committed; possessing materials that are specially designed for unlawful use; possessing, collecting, or fabricating materials to be used in the crime’s commission; and soliciting an innocent agent to commit the crime (Model Penal Code § 5.01(2)).